Compliance Executive, I&BB Compliance & Regulatory Risk. 6 month fixed-term contract

• Company

  Commonwealth Bank

• Location

  Australia-Sydney

• Remuneration

  Competitive

• Position Type

  Permanent

• Employment type

  Full time

• Updated

  06-Nov-2013

• eFC Ref no

  1303233

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A household name in the market, Commbank are proud of our reputation of being Australia's number one Bank in customer service in our 101 st year of trading

A household name in the market, Commbank are proud of our reputation of being Australia's number one Bank in customer service in our 101 st year of trading. A great opportunity has arisen in our Institutional & Business Banking (I&BB) department.

The Team

The Compliance and Regulatory Risk team is responsible for ensuring that all business activities, transactions and processes are conducted in accordance with the legislative framework.

The Role

To support and work cooperatively with the Business & Private Banking (B&PB) divisions to assist in ensuring compliance with laws, regulations, industry codes and organisational requirements. To contribute to the development, implementation and improvement of the I&BB compliance risk management framework, including effective monitoring and reporting and the development and implementation of appropriate policies and procedures.

Main Duties

• Execute and maintain the compliance monitoring and reporting program including completion of compliance monitoring to agreed schedules.
• Evaluate and advise on compliance issues in relation to product/process initiatives and reviews.
• Develop and maintain co-operative and effective working relationships with customers and stakeholders.
• Contribute to the design, implementation and on-going improvement of I&BB compliance manuals, policies, procedures and systems.
• Contribute to the development of, and undertake compliance learning and development across business units.
• Advise management of changes to regulations which affect customers and take appropriate actions to ensure ongoing compliance where necessary.

Experience Required

• Extensive Financial Planning Compliance experience.
• Strong technical understanding of the financial advice regulatory environment.
• Comprehensive stakeholder management & presentation skills.
• Relevant tertiary studies.

Advertised:

6 Nov 2013 Aus. Eastern Standard Time

Apply online